Banks & Securities Firms
Our Financial Services team advises banks and securities firms in relation to transactional and regulatory matters.
Our partners and associates have wide experience in advising Swiss and non-Swiss banks and securities firms as well as their affiliated entities operating in or from Switzerland (on a cross-border basis).
Recent Legal Updates related to Banks & Securities Firms
AMLA revision: Stricter due diligence requirements for financial intermediaries as of 1 January 2023Read more
The Revised AMLO-FINMA and its Impact on Global Risk Management and High-Risk RelationshipsRead more
Our expertise includes:
- Structuring of commercial lending and trade finance, acquisition finance transactions and structured finance transactions
- Drafting and commenting on, for example, syndicated loans, documentary credits, guarantees, underwriting agreements, derivatives (master) agreements, asset management and investment advice agreements (mandates) and financial products documentation (prospectuses) as well as issuing legal or regulatory opinions
- Provision of regulatory advice in relation to corporate finance, securities trading, asset and wealth management as well as licensing, organisational and risk management requirements
- Drafting of compliance concepts and internal regulations or guidelines