Our Financial Services team advises financial services providers as well as financial market infrastructures in relation to any cross-border transactional and regulatory matters.
Our partners and associates have profound experience in advising Swiss and non-Swiss financial services providers as well as financial market infrastructures and their affiliated entities operating on a cross-border basis.
Recent Legal Updates related to Cross-Border Business
Our expertise includes:
- Structuring of cross-border offerings and any kind of cross-border transactions, such as fund finance transactions, SPAC and M&A transactions as well as structuring of Swiss management vehicles, advisory business models and wealth planning
- Drafting and commenting on prospectuses and key information documents as well as on distribution agreements and any documentation of services providers or issuers of financial instruments (such as shares, bonds, funds and structured products), including the issuance of legal or regulatory opinions
- Provision of regulatory advice in relation to cross-border business, if required, including regulatory advice on registration, affiliation, notification and licensing, organisational and risk management requirements, as well as drafting and commenting on compliance concepts and internal regulation or guidelines connected to financial market laws and ESG (or sustainability) frameworks